Tsai, Yu Ching 蔡幼青
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Open Asset Management Limited | Rep | Asset management | 2013-07-29 | 2013-08-02 |
2 | Open Securities Limited | Rep | Dealing in securities | 2013-07-29 | 2013-08-02 |
3 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Asset management | 2014-03-11 | 2015-04-18 | Rep | Dealing in securities | 2014-03-11 | 2015-04-18 | Rep | Dealing in futures contracts | 2014-06-03 | 2015-04-18 |
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