Ma, Xiao (SFC:BBQ430) 馬驍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Houlihan Lokey (China) Limited | Rep | Advising on corporate finance | 2013-07-29 | 2015-09-05 | Rep | Advising on securities | 2013-07-29 | 2015-09-05 | Rep | Dealing in securities | 2013-07-29 | 2015-09-05 |
| 2 | LAZARD ASIA (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2015-09-21 | 2019-01-11 | Rep | Advising on securities | 2015-09-21 | 2019-01-11 | Rep | Dealing in securities | 2015-09-21 | 2019-01-11 |
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