Cheng, Kai Him 鄭棨謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Macquarie Asia Securities Limited | Rep | Advising on securities | 2020-09-30 | 2021-04-26 | Rep | Dealing in securities | 2020-09-30 | 2021-04-26 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2013-07-29 | 2019-11-28 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2013-07-29 | 2019-11-28 | Rep | Dealing in securities | 2013-07-29 | 2019-11-28 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2021-07-26 | |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2021-07-26 | Rep | Dealing in futures contracts | 2021-07-26 | Rep | Dealing in securities | 2021-07-26 |
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