Man, Kong Sing 文港昇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2022-02-21 | |
| 2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2022-02-21 | Rep | Dealing in securities | 2022-02-21 |
| 3 | Lakeville Capital Management Limited | Rep | Asset management | 2016-12-30 | 2018-03-23 | RO | Asset management | 2018-03-23 | 2022-02-04 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2013-07-29 | 2016-11-10 | Rep | Advising on securities | 2013-07-29 | 2016-11-10 | Rep | Dealing in securities | 2013-07-29 | 2016-11-10 |
| 5 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2013-07-29 | 2016-11-10 | Rep | Advising on securities | 2013-07-29 | 2016-11-10 | Rep | Dealing in securities | 2013-07-29 | 2016-11-10 |
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