Tsao, Yu Ning 曹宇寧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2014-04-16 | 2015-09-11 | Rep | Dealing in securities | 2014-04-16 | 2015-09-11 |
| 2 | KGI ASIA LIMITED | Rep | Advising on securities | 2013-07-30 | 2014-03-11 | Rep | Dealing in securities | 2013-07-30 | 2014-03-11 |
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