Yang, Lei (SFC:BBQ355) 楊蕾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2013-07-30 | 2013-11-30 |
| 2 | YUE XIU ASSET MANAGEMENT LIMITED | Rep | Asset management | 2014-08-20 | 2020-10-28 |
| 3 | YUE XIU FUTURES COMPANY LIMITED | Rep | Advising on futures contracts | 2014-08-20 | 2019-06-05 | Rep | Dealing in futures contracts | 2014-08-20 | 2024-07-26 |
| 4 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2014-05-02 | Rep | Advising on securities | 2014-08-20 | 2019-06-05 | Rep | Dealing in futures contracts | 2024-11-06 |
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