Liao, Yee Ching 廖義禎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on futures contracts | 2013-07-30 | 2015-09-02 | Rep | Advising on securities | 2013-07-30 | 2015-09-02 | Rep | Dealing in securities | 2015-01-28 | 2015-09-02 |
| 2 | Yunfeng Asset Management Limited | Rep | Asset management | 2016-03-24 | 2020-11-22 |
| 3 | Yunfeng Financial Markets Limited | Rep | Advising on securities | 2015-10-20 | 2020-11-22 | Rep | Dealing in securities | 2015-10-20 | 2020-11-22 | Rep | Asset management | 2016-03-24 | 2020-11-22 |
| 4 | Yunfeng Securities Limited | Rep | Dealing in securities | 2016-02-22 | 2020-11-22 |
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