He, Chuangli 何闖立
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2020-11-06 | Rep | Asset management | 2020-11-06 | Rep | Dealing in securities | 2020-11-10 |
| 2 | ICBC Credit Suisse Asset Management (International) Company Limited | Rep | Advising on securities | 2017-11-20 | 2020-10-08 | Rep | Asset management | 2017-11-20 | 2020-10-08 |
| 3 | Open Asset Management Limited | Rep | Asset management | 2014-09-15 | 2015-03-06 |
| 4 | Open Securities Limited | Rep | Advising on securities | 2013-07-31 | 2015-03-06 | Rep | Dealing in securities | 2013-07-31 | 2015-03-06 | Rep | Dealing in futures contracts | 2014-09-15 | 2015-03-06 |
| 5 | TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2015-03-17 | 2017-11-10 | Rep | Asset management | 2015-03-17 | 2017-11-10 |
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