Yang, Yi (SFC:BBR075) 楊逸
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2018-07-09 | 2020-12-22 | Rep | Advising on securities | 2018-07-09 | 2020-12-22 |
| 2 | CLSA LIMITED | Rep | Advising on securities | 2018-07-09 | 2020-12-22 | Rep | Dealing in securities | 2018-07-09 | 2020-12-22 |
| 3 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2013-08-01 | 2014-10-17 | Rep | Advising on securities | 2013-08-01 | 2014-10-17 | Rep | Dealing in securities | 2013-08-01 | 2014-10-17 |
| 4 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2014-11-03 | 2018-06-29 | Rep | Advising on corporate finance | 2021-03-31 | 2023-03-08 |
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