Shia, Charles 夏謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Asia Lion Capital (Hong Kong) Limited | RO | Asset management | 2016-01-27 | |
| 2 | Bosera Asset Management (International) Co., Limited | Rep | Advising on securities | 2014-04-04 | 2015-12-15 | Rep | Asset management | 2014-04-04 | 2015-12-15 |
| 3 | CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED | Rep | Advising on securities | 2013-08-02 | 2014-02-01 | Rep | Asset management | 2013-08-02 | 2014-02-01 |
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