Chan, Ka Kui (SFC:BBR128) 陳嘉駒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arta Global Futures Limited | Rep | Dealing in futures contracts | 2018-12-13 | 2019-05-31 |
| 2 | Arta Global Markets Limited | Rep | Dealing in securities | 2017-07-17 | 2019-05-31 |
| 3 | ASSURED ASSET MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2021-07-22 | 2022-08-30 | Rep | Dealing in securities | 2021-07-22 | 2022-08-30 | Rep | Asset management | 2022-03-29 | 2022-08-30 |
| 4 | CNI Securities Group Limited | Rep | Dealing in securities | 2013-08-06 | 2017-07-07 |
| 5 | North Beta International Securities Limited | Rep | Dealing in securities | 2019-07-05 | 2020-10-12 | Rep | Advising on securities | 2019-07-25 | 2020-10-12 | RO | Advising on securities | 2020-10-12 | 2021-05-17 | RO | Dealing in securities | 2020-10-12 | 2021-05-17 |
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