Lee, Mona 李海怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CINDA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-06-05 | 2016-11-22 | Rep | Dealing in securities | 2015-06-05 | 2016-11-22 |
2 | Huajin Corporate Finance (International) Limited | Rep | Advising on corporate finance | 2016-12-07 | |
3 | HUAJIN SECURITIES (INTERNATIONAL) LIMITED | Rep | Dealing in securities | 2020-12-28 | |
4 | KINGSWAY CAPITAL LIMITED | Rep | Advising on corporate finance | 2013-08-06 | 2015-05-27 |
5 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in securities | 2013-08-06 | 2015-05-27 |
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