Chow, Kwun Chung (SFC:BBS238) 周冠仲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CASH ASSET MANAGEMENT LIMITED | Rep | Asset management | 2013-12-02 | 2015-02-28 |
| 2 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2013-08-08 | 2015-02-28 |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-08-08 | 2015-02-28 |
| 4 | CSOP Asset Management Limited | Rep | Advising on securities | 2017-09-29 | 2018-09-10 | Rep | Asset management | 2017-09-29 | 2018-09-10 | Rep | Dealing in securities | 2017-09-29 | 2018-09-10 |
| 5 | JPMorgan Funds (Asia) Limited | Rep | Dealing in securities | 2015-04-01 | 2017-09-15 |
| 6 | Neuberger Berman Asia Limited | Rep | Advising on securities | 2021-06-09 | Rep | Dealing in securities | 2021-06-09 |
| 7 | Polen Capital HK Limited | Rep | Advising on securities | 2018-09-11 | 2021-05-23 | Rep | Asset management | 2018-09-11 | 2021-05-23 | Rep | Dealing in securities | 2018-09-11 | 2021-05-23 |
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