Tsai, Tsung Nan 蔡宗男
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CTBC Asia Limited | Rep | Advising on securities | 2013-08-08 | 2017-12-31 | Rep | Dealing in securities | 2013-08-08 | 2017-12-31 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2018-07-03 | 2019-02-20 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2024-02-21 | Rep | Dealing in securities | 2024-02-21 |
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