Poon, Ho Ming Samuel 潘浩明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Grace Financial Limited (HK) | Rep | Advising on securities | 2013-08-08 | 2018-05-01 | Rep | Asset management | 2013-08-08 | 2018-05-01 |
| 2 | Hereditas Capital Management (Asia) Limited | RO | Advising on securities | 2019-04-01 | 2020-01-10 | RO | Asset management | 2019-04-01 | 2020-01-10 |
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