Li, Hoi (SFC:BBR401) 李凱
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2013-08-09 | 2014-03-30 |
| 2 | CENTRAL WEALTH FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-06-16 | 2019-04-26 |
| 3 | CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | Rep | Dealing in securities | 2017-06-16 | 2018-11-12 | Rep | Advising on securities | 2017-10-19 | 2018-11-12 | RO | Advising on securities | 2018-11-12 | 2019-04-26 | RO | Dealing in securities | 2018-11-12 | 2019-04-26 |
| 4 | CHINA CIFCO SECURITIES CO., LIMITED | Rep | Advising on securities | 2019-05-14 | 2019-08-13 | Rep | Dealing in securities | 2019-05-14 | 2019-08-13 | RO | Advising on securities | 2019-08-13 | 2020-07-31 | RO | Dealing in securities | 2019-08-13 | 2020-07-31 |
| 5 | CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2019-05-14 | 2019-06-18 | RO | Dealing in futures contracts | 2019-06-18 | 2020-07-31 |
| 6 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2015-06-30 | 2017-06-01 |
| 7 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-06-08 | 2017-06-01 |
| 8 | GIGA (HONG KONG) LIMITED | RO | Advising on securities | 2024-03-05 | RO | Asset management | 2024-03-05 |
| 9 | Golden Rich Securities Limited | RO | Dealing in securities | 2020-09-17 | 2022-10-10 |
| 10 | JINGZHENG SECURITIES INTERNATIONAL LIMITED | RO | Advising on securities | 2022-12-12 | 2024-02-29 | RO | Dealing in securities | 2022-12-12 | 2024-02-29 |
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