McNulty, Peter Richard
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2013-08-12 | |
| 2 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2016-12-19 | |
| 3 | UBS SECURITIES ASIA LIMITED | RO | Dealing in securities | 2021-11-30 | |
| 4 | UBS SECURITIES HONG KONG LIMITED | RO | Dealing in securities | 2021-11-30 |
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