Lee, Jung Ho
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | NH INVESTMENT & SECURITIES (H.K.) LIMITED | Rep | Advising on securities | 2013-08-12 | 2017-08-31 | KB Securities Hong Kong Limited | Rep | 2017-09-11 | 2018-05-04 | KB Securities Hong Kong Limited | RO | 2018-05-04 |
| 2 | NH INVESTMENT & SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2013-08-12 | 2017-08-31 | KB Securities Hong Kong Limited | Rep | 2017-09-11 | 2018-05-04 | KB Securities Hong Kong Limited | RO | 2018-05-04 |
| 3 | NH INVESTMENT & SECURITIES (H.K.) LIMITED | RO | Leveraged foreign exchange trading | 2015-02-11 | 2017-08-31 |
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