Cao, Xiaogang (SFC:BBS247) 曹小鋼
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Securities (International) Brokerage Company Limited | Rep | Dealing in securities | 2013-08-13 | 2016-07-19 | Rep | Advising on securities | 2014-02-14 | 2016-07-19 | RO | Advising on securities | 2016-07-19 | 2017-09-09 | RO | Dealing in securities | 2016-07-19 | 2017-09-09 |
| 2 | Huarong International Capital Limited (HK) | Rep | Dealing in securities | 2021-05-06 | 2021-06-29 | Rep | Advising on corporate finance | 2021-05-06 | 2022-08-12 | RO | Dealing in securities | 2021-06-29 | 2022-08-12 |
| 3 | Huarong International Securities Limited | Rep | Advising on securities | 2021-05-06 | 2021-06-29 | Rep | Dealing in securities | 2021-05-06 | 2021-06-29 | RO | Advising on securities | 2021-06-29 | 2022-08-12 | RO | Dealing in securities | 2021-06-29 | 2022-08-12 |
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