Yea, Hong Gyu
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2013-08-14 | 2013-11-01 | Rep | Dealing in futures contracts | 2013-08-14 | 2018-08-01 | Rep | Dealing in securities | 2013-08-14 | 2018-08-01 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2014-11-20 | 2018-08-01 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2018-11-21 | 2022-06-11 |
| 4 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2018-11-21 | 2022-06-11 | Rep | Dealing in securities | 2018-11-21 | 2022-06-11 |
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