Yim, Wai Nga 嚴維雅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BLACKSTONE GROUP (HK) LIMITED (THE) | Rep | Dealing in securities | 2018-07-19 | |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2013-08-14 | 2015-10-03 |
| 3 | Wellington Management Hong Kong Limited (b2003-01-02) | Rep | Advising on securities | 2015-10-15 | 2018-06-29 | Rep | Dealing in securities | 2015-10-15 | 2018-06-29 |
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