Kim, Sangjoon (SFC:AZY506) 金尚俊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Mirae Asset Securities (HK) Limited | RO | Advising on securities | 2013-08-14 | 2017-02-28 | RO | Dealing in securities | 2013-08-14 | 2017-02-28 | RO | Asset management | 2015-10-26 | 2017-02-28 | RO | Advising on securities | 2017-03-01 | 2023-07-04 | RO | Asset management | 2017-03-01 | 2023-07-04 | RO | Dealing in securities | 2017-03-01 | 2023-07-04 | RO | Dealing in futures contracts | 2017-09-18 | 2023-07-04 | RO | Advising on corporate finance | 2020-04-02 | 2023-07-04 |
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