Mok, Siu Yin 莫少然
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2015-09-24 | 2017-04-14 |
| 2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2013-08-15 | 2014-08-30 | Rep | Dealing in securities | 2014-12-11 | 2017-04-14 | Rep | Advising on securities | 2016-04-28 | 2017-04-14 |
| 3 | Interactive Brokers Hong Kong Limited | Rep | Dealing in futures contracts | 2017-05-26 | Rep | Dealing in securities | 2017-05-26 | Rep | Leveraged foreign exchange trading | 2017-08-03 |
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