Bruce, Andrew Ronald
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2013-08-16 | 2018-06-07 | Rep | Dealing in securities | 2013-08-16 | 2018-06-07 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Automated trading services | 2013-08-16 | 2018-06-07 | Rep | Dealing in securities | 2013-08-16 | 2018-06-07 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Automated trading services | 2018-09-10 | 2021-02-28 | Rep | Dealing in futures contracts | 2018-09-10 | 2021-02-28 | Rep | Dealing in securities | 2018-09-10 | 2021-02-28 | Rep | Advising on futures contracts | 2018-09-27 | 2021-02-28 | Rep | Advising on securities | 2018-09-27 | 2021-02-28 |
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