Xiao, Yan (SFC:BBT492) 肖燕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Futu Securities International (HONG KONG) Limited | Rep | Dealing in securities | 2020-07-30 | 2020-12-11 |
| 2 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2021-03-23 | |
| 3 | Mason Global Capital Limited | Rep | Advising on corporate finance | 2018-09-21 | 2020-02-29 |
| 4 | Mason Securities Limited | Rep | Dealing in securities | 2018-09-21 | 2020-02-29 |
| 5 | Partners Asset Management (HK) Limited | Rep | Advising on securities | 2013-08-22 | 2014-07-29 | Rep | Asset management | 2013-08-22 | 2014-07-29 |
| 6 | PARTNERS CAPITAL INTERNATIONAL LIMITED | Rep | Advising on corporate finance | 2013-08-22 | 2016-06-21 | Rep | Dealing in securities | 2013-08-22 | 2016-06-21 |
| 7 | PARTNERS CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-08-22 | 2014-09-15 |
| 8 | VMS Securities Limited | Rep | Advising on corporate finance | 2017-07-20 | 2018-09-15 | Rep | Dealing in securities | 2017-07-20 | 2018-09-15 |
| 9 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2016-06-28 | 2017-07-09 | Rep | Dealing in securities | 2016-06-28 | 2017-07-09 |
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