Guan, Tingbin 關廷斌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHAOS INTERNATIONAL FINANCIAL LIMITED | Rep | Dealing in futures contracts | 2016-09-05 | 2017-02-23 |
| 2 | CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED | Rep | Advising on securities | 2017-03-07 | 2020-11-15 | Rep | Asset management | 2017-03-07 | 2020-11-15 |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Advising on futures contracts | 2016-03-04 | 2016-07-29 | Rep | Dealing in futures contracts | 2016-03-04 | 2016-07-29 |
| 4 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2016-03-04 | 2016-07-29 |
| 5 | CHINA XIN YONGAN FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2013-08-23 | 2016-02-05 | Rep | Advising on futures contracts | 2015-12-17 | 2016-02-05 |
| 6 | CSOP Asset Management Limited | Rep | Advising on securities | 2020-11-19 | 2021-11-23 | Rep | Asset management | 2020-11-19 | 2021-11-23 |
| 7 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2022-03-31 | |
| 8 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2022-03-31 |
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