Chan, Kwong Wa 陳光華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CSC SECURITIES (HK) LIMITED | Rep | Advising on securities | 2016-01-12 | 2017-03-10 | Rep | Dealing in securities | 2016-01-12 | 2017-03-10 | Rep | Asset management | 2016-08-03 | 2017-03-10 |
| 2 | Ever Fountain Asset Management Limited | Rep | Asset management | 2019-05-27 | 2019-06-18 | RO | Advising on securities | 2019-06-18 | 2020-06-30 | RO | Asset management | 2019-06-18 | 2020-06-30 |
| 3 | GAOYU SECURITIES LIMITED | Rep | Dealing in securities | 2015-10-15 | 2015-11-06 |
| 4 | GEO Securities Limited | Rep | Dealing in securities | 2013-08-23 | 2015-09-30 |
| 5 | Leo Asset Management Limited | RO | Advising on securities | 2022-05-16 | RO | Asset management | 2022-05-16 |
| 6 | PLUTUS ASSET MANAGEMENT LIMITED (GBEN) | Rep | Advising on securities | 2020-07-06 | 2020-07-07 | Rep | Asset management | 2020-07-06 | 2020-07-07 | RO | Advising on securities | 2020-07-07 | 2022-03-31 | RO | Asset management | 2020-07-07 | 2022-03-31 |
| 7 | Plutus Securities Limited | RO | Dealing in securities | 2020-07-07 | 2022-03-31 |
| 8 | WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2017-06-23 | 2019-05-10 |
| 9 | Yuen Meta (International) Securities Limited | Rep | Dealing in securities | 2022-05-11 | 2022-05-16 | RO | Dealing in securities | 2022-05-16 |
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