Man, Ka Ming (SFC:BBT494) 文家明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2013-08-26 | 2014-12-31 | Rep | Asset management | 2013-08-26 | 2014-12-31 | Rep | Dealing in securities | 2013-08-26 | 2014-12-31 |
| 2 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2013-08-26 | 2015-04-17 | Rep | Asset management | 2013-08-26 | 2015-04-17 | Rep | Dealing in securities | 2013-08-26 | 2015-04-17 |
| 3 | Eurizon Capital Asia Limited | Rep | Advising on securities | 2020-12-30 | 2021-04-16 | Rep | Asset management | 2020-12-30 | 2021-04-16 | Rep | Dealing in securities | 2020-12-30 | 2021-04-16 |
| 4 | Leonteq Securities (Hong Kong) Limited | Rep | Advising on securities | 2022-09-26 | 2024-02-09 | Rep | Dealing in securities | 2022-09-26 | 2024-02-09 | RO | Advising on securities | 2024-02-09 | RO | Dealing in securities | 2024-02-09 |
| 5 | Ninety One Hong Kong Limited | Rep | Advising on securities | 2015-05-12 | 2016-03-14 | Rep | Asset management | 2015-05-12 | 2016-03-14 | Rep | Dealing in securities | 2015-05-12 | 2016-03-14 |
| 6 | T. Rowe Price Hong Kong Limited | Rep | Advising on securities | 2016-03-21 | 2020-08-05 | Rep | Asset management | 2016-03-21 | 2020-08-05 | Rep | Dealing in securities | 2016-03-21 | 2020-08-05 |
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