Cho, Kai Man 曹繼文

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED Rep Advising on securities 2013-08-26 2013-09-12
2 NOAH HOLDINGS (HONG KONG) LIMITED Rep Dealing in securities 2020-11-27 2022-07-27
Rep Advising on securities 2020-12-23 2022-07-27
3 Rakuten Securities Hong Kong Limited Rep Leveraged foreign exchange trading 2022-10-05
4 Yunfeng Financial Markets Limited Rep Dealing in securities 2018-08-03 2020-08-07
5 Yunfeng Securities Limited Rep Dealing in securities 2018-08-03 2020-08-07

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