Chan, Tsz Kwan (SFC:BBT522) 陳子鈞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADMIS Hong Kong Limited | Rep | Dealing in futures contracts | 2015-07-14 | 2016-01-21 |
| 2 | AIF Securities Limited | Rep | Dealing in securities | 2016-12-22 | 2017-08-03 | RO | Advising on futures contracts | 2017-07-31 | 2017-08-03 | RO | Dealing in futures contracts | 2017-07-31 | 2017-08-03 |
| 3 | Amber Hill Asset Management Limited | Rep | Advising on securities | 2017-04-10 | 2017-08-03 | Rep | Asset management | 2017-04-10 | 2017-08-03 |
| 4 | CENTRAL WEALTH FUTURES LIMITED | Rep | Advising on futures contracts | 2017-08-18 | 2018-03-19 | Rep | Dealing in futures contracts | 2017-08-18 | 2018-03-19 |
| 5 | CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | Rep | Advising on securities | 2017-08-18 | 2018-03-19 | Rep | Dealing in securities | 2017-08-18 | 2018-03-19 |
| 6 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2013-08-26 | 2015-07-02 |
| 7 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-08-26 | 2015-07-02 |
| 8 | Zhongrong International Futures Co., Limited | Rep | Dealing in futures contracts | 2016-01-29 | 2016-10-28 | RO | Dealing in futures contracts | 2016-10-28 | 2016-12-14 |
| 9 | Zhongrong International Investment Consulting Company Limited | RO | Advising on futures contracts | 2016-10-28 | 2016-12-14 |
| 10 | Zhongrong International Securities Company Limited | Rep | Dealing in securities | 2016-01-29 | 2016-12-14 |
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