Zhao, Wenxiu 趙文秀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Anbang Asset Management (Hong Kong) Co. Limited | Rep | Asset management | 2013-08-29 | 2014-01-06 |
| 2 | Anbang Capital (Hong Kong) Co. Limited | Rep | Advising on corporate finance | 2014-03-14 | 2014-09-01 | Rep | Advising on securities | 2014-03-14 | 2014-09-01 | Rep | Dealing in securities | 2014-03-14 | 2014-09-01 |
| 3 | BOB International Asset Management Company Limited | Rep | Advising on securities | 2015-08-04 | 2016-12-01 | Rep | Asset management | 2015-08-04 | 2016-12-01 |
| 4 | CITIC Securities International Global Markets Limited | Rep | Advising on securities | 2019-12-04 | Rep | Dealing in securities | 2019-12-04 | Rep | Dealing in futures contracts | 2021-05-17 |
| 5 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-10-23 | 2015-05-07 |
| 6 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2018-10-24 | 2019-09-27 | Rep | Dealing in securities | 2018-10-24 | 2019-09-27 |
| 7 | orientiert XYZ Securities Limited | Rep | Dealing in securities | 2016-12-23 | 2018-07-11 |
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