Wang, Guanyi (SFC:BBU539) 王冠軼
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-07-14 | 2016-08-06 | Rep | Dealing in securities | 2016-07-14 | 2016-08-06 |
| 2 | ABCI Securities Company Limited | Rep | Dealing in securities | 2016-07-14 | 2016-08-06 |
| 3 | CEB International Capital Corporation Limited | Rep | Advising on corporate finance | 2016-08-15 | 2018-07-12 | Rep | Advising on securities | 2016-08-15 | 2018-07-12 | Rep | Dealing in securities | 2016-08-15 | 2018-07-12 |
| 4 | Interactive Brokers LLC | Rep | Dealing in securities | 2014-07-02 | 2014-08-16 | Rep | Dealing in futures contracts | 2014-08-12 | 2014-08-16 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2020-08-21 | 2021-12-10 |
| 6 | NATIXIS ASIA LIMITED | Rep | Advising on securities | 2014-11-20 | 2016-06-24 | Rep | Dealing in securities | 2014-11-20 | 2016-06-24 |
| 7 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2013-09-04 | 2014-04-16 |
| 8 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2023-07-28 | 2023-08-03 | Rep | Advising on securities | 2023-11-03 |
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