Chan, Cheuk Wing (SFC:BBU902) 陳卓榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2013-09-05 | 2014-12-31 |
| 2 | Stellar Securities Limited | Rep | Dealing in securities | 2021-05-31 | 2021-11-30 | RO | Dealing in securities | 2021-11-30 |
| 3 | Yunfeng Asset Management Limited | Rep | Asset management | 2018-06-19 | 2020-09-27 |
| 4 | Yunfeng Financial Markets Limited | Rep | Advising on corporate finance | 2015-09-02 | 2018-03-21 | Rep | Dealing in securities | 2015-09-02 | 2018-03-21 | Rep | Advising on securities | 2018-06-19 | 2020-09-27 | Rep | Asset management | 2018-06-19 | 2020-09-27 |
| 5 | Yunfeng Securities Limited | Rep | Dealing in securities | 2018-04-03 | 2020-09-27 | Rep | Advising on securities | 2018-06-19 | 2020-09-27 |
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