Zou, Da 鄒達
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2017-08-04 | Rep | Dealing in securities | 2017-08-04 |
| 2 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2014-06-19 | 2017-06-20 | Rep | Dealing in securities | 2014-06-19 | 2017-06-20 |
| 3 | BOCI RESEARCH LIMITED | Rep | Advising on securities | 2013-09-06 | 2014-06-12 |
| 4 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2013-09-06 | 2017-06-20 | Rep | Dealing in securities | 2014-06-19 | 2017-06-20 |
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