Lam, Tung Wai 林東偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AUDREY CHOW SECURITIES LIMITED | Rep | Dealing in securities | 2015-07-23 | 2017-07-14 |
| 2 | Golden Hen Securities and Futures Limited | Rep | Dealing in futures contracts | 2014-07-07 | 2014-07-11 | Rep | Dealing in securities | 2014-07-07 | 2014-07-11 |
| 3 | HO FUNG SHARES INVESTMENT LIMITED | Rep | Dealing in securities | 2014-10-09 | 2014-10-20 |
| 4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2013-09-06 | 2014-07-01 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-09-06 | 2014-07-01 |
| 6 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-10-30 | 2015-06-06 | Rep | Dealing in securities | 2014-10-30 | 2015-06-06 |
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