Batra, Nitin
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse Securities (Hong Kong) Limited | Rep | Automated trading services | 2013-09-09 | 2019-03-16 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2013-09-09 | 2019-03-16 |
| 3 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2019-06-18 | 2020-06-10 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2020-08-03 | 2021-04-12 |
| 5 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2013-09-09 | 2019-03-16 |
| 6 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2013-09-09 | 2019-03-16 |
| 7 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2019-06-18 | 2020-06-10 |
| 8 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2020-08-03 | 2021-04-12 |
| 9 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2020-08-03 | 2021-04-12 |
| 10 | Merrill Lynch Far East Limited | RO | Dealing in futures contracts | 2021-04-12 | |
| 11 | Merrill Lynch (Asia Pacific) Limited | RO | Dealing in securities | 2021-04-12 | |
| 12 | Merrill Lynch Far East Limited | RO | Dealing in securities | 2021-04-12 |
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