Pan, Qi (SFC:BBV884) 潘琦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Astraria Partners Limited | Rep | Asset management | 2022-05-17 | 2022-05-30 | RO | Asset management | 2022-05-30 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2013-09-12 | 2014-05-06 |
| 3 | E FUND MANAGEMENT (HONG KONG) CO., LIMITED | Rep | Advising on securities | 2015-08-27 | 2017-03-10 | Rep | Asset management | 2015-08-27 | 2017-03-10 | Rep | Dealing in securities | 2015-08-27 | 2017-03-10 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2013-09-12 | 2014-05-06 |
| 5 | FULL HOUSE ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2017-04-21 | 2020-01-11 | Rep | Asset management | 2017-04-21 | 2020-01-11 | RO | Advising on securities | 2020-09-15 | 2021-06-15 | RO | Asset management | 2020-09-15 | 2021-06-15 |
| 6 | PACIFIC HAWK (HK) LIMITED | Rep | Advising on securities | 2021-08-31 | 2021-11-03 | Rep | Asset management | 2021-08-31 | 2021-11-03 | RO | Advising on securities | 2021-11-03 | 2022-04-04 | RO | Asset management | 2021-11-03 | 2022-04-04 |
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