Cheng, Ching Wan 鄭清允
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2013-09-13 | 2014-11-13 | Rep | Dealing in securities | 2013-09-13 | 2015-11-26 | Rep | Dealing in futures contracts | 2015-01-07 | 2015-11-26 |
| 2 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2025-01-13 | |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2025-01-13 | Rep | Dealing in securities | 2025-01-13 |
| 4 | Win Harvest Asset Management Limited | Rep | Asset management | 2020-06-18 | 2020-09-25 |
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