Kueh, Yi Kwann 郭貽軍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2014-10-31 | 2016-01-21 | Rep | Dealing in securities | 2014-10-31 | 2016-01-21 | Rep | Advising on corporate finance | 2016-03-11 | 2016-06-01 | Rep | Dealing in securities | 2016-03-11 | 2016-06-01 |
| 2 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2016-08-01 | Rep | Advising on securities | 2016-08-01 | Rep | Dealing in securities | 2016-08-01 |
| 3 | Rothschild & Co Hong Kong Limited | Rep | Advising on corporate finance | 2013-09-16 | 2014-10-10 | Rep | Advising on securities | 2013-09-16 | 2014-10-10 |
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