So, Ting Sau 蘇廷修
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2014-09-24 | 2016-03-31 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2013-09-17 | 2016-03-31 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2016-04-12 | 2019-02-28 |
| 4 | Goldhorse Securities Limited | Rep | Advising on securities | 2022-05-10 | 2022-07-29 | Rep | Dealing in securities | 2022-05-10 | 2022-07-29 |
| 5 | NOAH HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2022-08-09 | Rep | Dealing in securities | 2022-08-09 |
| 6 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2019-03-08 | 2021-05-08 |
| 7 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2019-04-08 | 2021-05-08 |
| 8 | Tongfang Securities Limited | Rep | Dealing in securities | 2021-05-20 | 2022-04-24 |
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