Pang, Ka Kin 彭家健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CIFM Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2013-09-17 | 2014-05-23 | Rep | Asset management | 2013-09-17 | 2014-05-23 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2022-12-20 | Rep | Asset management | 2022-12-20 | Rep | Dealing in securities | 2022-12-20 |
| 3 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2022-12-20 | |
| 4 | Schroder & Co. (Hong Kong) Limited | Rep | Asset management | 2014-11-04 | 2018-04-13 | Rep | Advising on securities | 2017-01-23 | 2018-04-13 | Rep | Dealing in securities | 2017-01-23 | 2018-04-13 |
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