Maddocks, James Robert Kirkby
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2017-03-20 | 2017-06-19 | Rep | Dealing in securities | 2017-03-20 | 2017-06-19 |
| 2 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2013-09-17 | 2013-12-17 | Rep | Dealing in futures contracts | 2014-01-20 | 2016-07-29 |
| 3 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2013-09-17 | 2013-12-17 | Rep | Dealing in securities | 2013-09-17 | 2013-12-17 | Rep | Dealing in futures contracts | 2014-01-20 | 2016-04-29 | Rep | Dealing in securities | 2014-01-20 | 2016-04-29 |
| 4 | SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2016-02-01 | 2016-08-26 | Rep | Dealing in securities | 2016-02-01 | 2016-08-26 |
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