Rhodes, Jordan James

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BARCLAYS CAPITAL ASIA LIMITED Rep Dealing in futures contracts 2024-09-04
Rep Dealing in securities 2024-09-04
2 BNP PARIBAS SECURITIES (ASIA) LIMITED Rep Dealing in securities 2014-06-12 2018-06-01
3 Morgan Stanley Asia Limited Rep Dealing in securities 2018-08-07 2021-09-06
4 Morgan Stanley Hong Kong Securities Limited Rep Dealing in futures contracts 2018-08-07 2021-09-06
5 WHARTON INVESTMENT ADVISORS LIMITED Rep Advising on futures contracts 2013-09-23 2014-05-31
Rep Advising on securities 2013-09-23 2014-05-31
Rep Asset management 2013-09-23 2014-05-31

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