Yim, Chi Hang 嚴志恒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-02-02 | 2022-03-18 | Rep | Advising on securities | 2017-02-02 | 2022-03-18 | Rep | Dealing in securities | 2017-02-02 | 2022-03-18 |
| 2 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2013-09-26 | 2017-01-22 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2022-03-31 | 2022-09-16 | Rep | Dealing in securities | 2022-03-31 | 2022-09-16 | RO | Advising on corporate finance | 2022-09-16 | RO | Dealing in securities | 2022-09-16 |
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