Poon, Yim Mui 潘艷梅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Lion Global Financial Limited | Rep | Dealing in securities | 2015-01-13 | 2015-03-23 |
| 2 | OnePlatform Asset Management Limited | Rep | Dealing in securities | 2013-09-27 | 2014-07-14 |
| 3 | TC Investment Management (Asia) Limited | Rep | Advising on securities | 2016-04-26 | 2019-10-08 | Rep | Dealing in securities | 2016-04-26 | 2019-10-08 |
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