Sun, Jie (SFC:BBY954) 孫婕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CEB International Capital Corporation Limited | Rep | Advising on securities | 2017-09-27 | 2021-01-08 | Rep | Dealing in securities | 2017-09-27 | 2021-01-08 |
| 2 | CITIC Securities International Global Markets Limited | Rep | Advising on securities | 2021-01-27 | 2021-12-03 | Rep | Dealing in securities | 2021-01-27 | 2021-12-03 |
| 3 | CLSA LIMITED | Rep | Advising on securities | 2021-01-27 | Rep | Dealing in securities | 2021-01-27 |
| 4 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on futures contracts | 2013-09-27 | 2015-07-10 | Rep | Advising on securities | 2013-09-27 | 2015-07-10 | Rep | Dealing in futures contracts | 2013-09-27 | 2015-07-10 | Rep | Dealing in securities | 2013-09-27 | 2015-07-10 |
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