Sehgal, Vaibhav
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2019-02-12 | 2020-03-04 | Rep | Dealing in securities | 2019-02-12 | 2020-03-04 | RO | Dealing in futures contracts | 2020-03-04 | 2023-05-05 | RO | Dealing in securities | 2020-03-04 | 2023-05-05 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2019-02-12 | 2020-03-04 | Rep | Automated trading services | 2019-02-21 | 2020-03-04 | RO | Automated trading services | 2020-03-04 | 2023-05-05 | RO | Dealing in securities | 2020-03-04 | 2023-05-05 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2013-10-02 | 2018-06-06 | Rep | Dealing in securities | 2013-10-02 | 2018-06-06 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2018-09-04 | 2018-10-31 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2018-09-04 | 2018-10-31 | Rep | Dealing in securities | 2018-09-04 | 2018-10-31 |
| 6 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2023-07-11 | Rep | Dealing in futures contracts | 2023-07-11 | Rep | Dealing in securities | 2023-07-11 |
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