Chan, Darren (SFC:BBP205) 陳志銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASA SECURITIES LIMITED | Rep | Dealing in securities | 2016-09-23 | 2021-04-30 |
| 2 | Dingxin (Securities) Limited | Rep | Advising on securities | 2022-10-20 | 2023-04-25 | Rep | Asset management | 2022-10-20 | 2023-04-25 | Rep | Dealing in securities | 2022-10-20 | 2023-04-25 | RO | Advising on securities | 2023-04-25 | RO | Asset management | 2023-04-25 | RO | Dealing in securities | 2023-04-25 |
| 3 | HUNG SING SECURITIES LIMITED | Rep | Dealing in securities | 2013-10-02 | 2014-11-28 |
| 4 | PLUTUS ASSET MANAGEMENT LIMITED (GBEN) | Rep | Advising on securities | 2022-02-07 | 2022-08-26 | Rep | Asset management | 2022-02-07 | 2022-08-26 |
| 5 | Plutus Securities Limited | Rep | Dealing in securities | 2021-06-09 | 2022-08-26 |
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