Lin, Chen (SFC:AZJ113) 林晨
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2017-10-16 | Rep | Asset management | 2017-10-16 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2017-10-16 | |
| 3 | Prudence Investment Management (Hong Kong) Limited | Rep | Asset management | 2014-06-06 | 2017-09-22 | Rep | Advising on securities | 2017-04-18 | 2017-09-22 | Rep | Dealing in securities | 2017-07-24 | 2017-09-22 |
| 4 | TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2013-10-02 | 2014-05-27 | Rep | Asset management | 2013-10-02 | 2014-05-27 |
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