Ding, Chen (SFC:BBZ161) 丁辰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2017-11-08 | 2023-11-03 | Rep | Dealing in securities | 2017-11-08 | 2023-11-03 | Rep | Advising on securities | 2020-12-01 | RO | Advising on corporate finance | 2023-11-03 | RO | Dealing in securities | 2023-11-03 |
| 2 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2013-10-04 | 2015-09-19 | Rep | Dealing in securities | 2013-10-04 | 2015-09-19 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-10-13 | 2017-09-29 | Rep | Dealing in securities | 2015-10-13 | 2017-09-29 |
| 4 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2015-10-13 | 2017-03-31 |
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